Listing of Securities - Equity or Debt Instrument
Compliance and filings under Listing Agreements with the Exchanges
Monthly Submission of Details of Dematerialization of Securities
Issue of Certificates under the Listing Agreements
Co-ordination and Submission of Certificate relating to Transfer-cum-Demat of Shares as required under NSDL / CDSL Bye laws
Payment of Annual Listing fees
Preparation of Annual Report incorporating the necessary requirements of Clause 49 of Corporate Governance
Compliance and filings of under Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011;
Compliance and Filings under Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 2015;
Advising on various SEBI Regulations like SEBI Takeover Code, SEBI Insider Trading Regulations, SEBI (ICDR) Regulations, 2009, SEBI Portfolio Managers Regulations, SEBI Broker Regulations with respect to IPO, Public Issue, Right Issue, Bonus Issue, Preferential Allotment, QIP, Delisting etc.;
Assisting in obtaining various regulatory approvals from SEBI / BSE / NSE;
Assisting in Delisting of Companies from Stock Exchanges under SEBI (De-listing of Equity Shares) Regulations, 2009.
Assistance and Compliance and Managing IPO / FPO / Pre IPO placement of Securities
Compliance, Management and filings of Open Offer of Listed Entities
QIP / Preferential Allotment / Buy Back Compliance and QIP Placement
Revocation of suspension of trading of securities of the Company from the Exchange.
Direct Listing of Securities on the Exchange
Issue and Compliance Management of FCCBs / ADRs / GDRs
SME Listings